Compliance code: Excavation - Key changes
A guide to explain the changes between the new and old excavation compliance code.
Key changes for 2019/20
The Minister for Workplace Safety, Jill Hennessy, approved minor amendments to 11 compliance codes (codes) made under the Occupational Health and Safety Act 2004 (OHS Act), which includes the Excavation compliance code.
The minor amendments were made to:
- reflect amendments to section 35 and 36 of the OHS Act by the Treasury and Finance Legislation Amendment Act 2018
- improve style and branding consistency across the existing codes.
Change summary
Paragraph 23
Insert additional content (bold italics) and replace OHS Act reference to s36 with reference to s35:
"Employers who are required to consult on a matter must share information about the matter with employees, including relevant contractors and HSRs, give them a reasonable opportunity to express their views, and take those views into account before making a decision. If employees are represented by an HSR, the consultation must involve that HSR (with or without the involvement of the employees directly). If the employer and the employees have agreed to procedures for undertaking consultation, the consultation must be undertaken in accordance with those procedures. OHS Act s35".
Paragraphs 20, 21, 75 and breakout boxes before paragraphs 110, 159, 183
Replace "health and safety" with "health or safety".
Breakout box following paragraph 20
Insert missing full stop.
Front cover
Update front cover to 'Edition 2'.
Back cover
Update back cover with new head office phone and address.
Update translation service contact details.
Key changes for 2018/19
A guide to the key changes
The Excavation compliance code 2018 came into effect on 3 May 2018. It replaces the Safety precautions in trenching operations code of practice, 1988. The new code is based on the old code and is designed to:
- be easy to read and use
- align with the Occupational Health and Safety Regulations 2017 (OHS Regulations)
- reflect modern work practices and state of knowledge
- align with other updated compliance codes.
New content
The new code has been significantly restructured and includes new information about:
- the risk management process – Part 2
- how to plan for excavation work – Part 3
- controlling risks in excavation work – Part 4
- excavation methods – Part 5.
Reference and style changes
The new code includes some standard updates:
- New references to the relevant legislation when legal duties apply.
- Additional cross-references to make related information easier to find in the code.
How to use this guide
The differences between the old and new codes are outlined in the following sections.
The sections reflect the new layout for the codes. Following these sections is a table that lists the headings of the old and new code for ease of comparison for duty holders.
Part 1 – Introduction
What has changed
The key changes include new information about:
- Who has duties when excavation work is performed.
- The risk management process.
- Consultation duties for employers.
- Duties to provide information, instruction, training and supervision, including construction induction and site induction.
Part 2 – Overview of the risk management process
What has changed
The key changes include:
- Some information from the old code has been retained in relation to common hazards associated with excavation work
- A large amount of new information has been added to provide an overview of how the risk management process can be applied to this type of work.
Part 3 – Planning excavation work
What has changed
The key changes include:
- New content has been introduced that outlines how excavation work should be planned in accordance with the OHS Regulations, including:
- The preparation of health and safety coordination plans.
- Safe work method statements.
- Licensing for high risk work and asbestos removal.
- Providing notification to WorkSafe about excavation work before it starts.
- Emergency procedures.
- This part incorporates some original information from the old code about how to plan for work around essential services, and expands on this to also cover overhead power lines, underground services and adjacent buildings or structures.
Part 4 – Controlling risks in excavation work
What has changed
The key changes include:
- Information from the old code in relation to placing the spoil pile and safety helmets has been incorporated, and expands on methods to control risks with information about:
- How to manage loads near excavations.
- Securing the work area and providing safe entry and exit.
- Using plant.
- Preventing falls and falling objects.
- Using explosives.
- Managing atmospheric conditions.
- Undertaking manual excavation work or emergency works.
Part 5 – Excavation methods
What has changed
The key changes include:
- New information about excavation methods such as trenching, tunnelling, shafts and bulk excavations.
Part 6 – Reducing the risk of ground collapse
What has changed
The key changes include:
- The majority of information in the old code has been incorporated into this part of the new code, which outlines methods to reduce the risk of ground collapse. The information has been significantly updated and expanded, in line with modern work practices, state of knowledge and legislation.
Appendices
What has changed
The key changes include:
- An outline of the compliance framework, templates for health and safety coordination plans and safe work method statements and a list of Australian Standards relevant to the information in the code. The glossary of terms from the old code has been removed.
Comparison between the old code of practice and new compliance code
0. What is a code of practice?
- Authority
- 3. Purpose
- 4. Scope
- 5. Mines (Trenches) Regulations 1982
1. Site Investigations
- Source of information
- Factors to consider
- Better safe than sorry
- Excavation support
2. Placing the spoil pile
3. Daily Inspections: What to watch for
- Safety helmets
- Treading in dangerous ground
- Use ladders, not soldiers
- Do not work alone
4. Danger signs
5. Battered excavations
6. Ground support systems
- Soldier set
- Method 1: Timber tongs
- Method 2: Hydraulic support systems
- Closed sheeting
- Shields
7. Cohesive strength and pressure
8. Glossary of terms
Part 1 – Introduction
- purpose
- scope
- application
- what is excavation work?
- who has duties?
- the risk management process
- consultation
- information, instruction, training and supervision
- construction induction training
- site induction
Part 2 – Overview of the risk management process
- Part 2.1 – Identifying hazards
- Part 2.2 – Assessing the risks
- Part 2.3 – Controlling the risks
- the hierarchy of control
- maintaining risk controls
- Part 2.4 – Review and revision of risk controls
Part 3 – Planning excavation work
- health and safety coordination plans
- safe work method statements
- high risk work (HRW) licensing
- asbestos removal and licensing
- notification of construction excavation work
- essential services and other pipes or lines
- overhead power lines
- underground services
- adjacent buildings or structures
- emergency procedures
Part 4 – Controlling risks in excavation work
- excavated material and loads near excavations
- placing excavated material
- securing the work area
- safe entry and exit
- plant and equipment
- powered mobile plant
- blind spots
- operating near excavations
- fall prevention
- falling objects
- using explosives
- atmospheric conditions and ventilation
- manual work
- emergency works
Part 5 – Excavation methods
- trenching
- tunnelling
- design of tunnel
- tunnelling hazards and risks
- shafts
- bulk excavations
Part 6 – Reducing the risk of ground collapse
- ground conditions
- controlling the risk of ground collapse
- trench shields
- benching and battering
- shoring
- closed sheeting
- shoring terms
- side lacing
- steel sheet piling
- plywood panels (sandwich sheets)
- soldier set systems
- hydraulic systems
- installing and removing ground support systems
- installing ground support systems
- removing ground support systems
- regular inspection
Appendices
- Appendix A – The compliance framework
- Appendix B – Sample health and safety coordination plan
- Appendix C – Safe work method statement template
- Appendix D – Documents associated with this compliance code
WorkSafe Advisory
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